# Question 22: The Proffer Room

## Your role

You represent Lena Park in a federal procurement-fraud investigation. The prosecutor has invited her to a proffer tomorrow morning. Lena wants cooperation credit, but the proposed agreement leaves material use questions open and the status of a co-defendant is unknown. Advise whether she should attend under the current terms.

## Governing law

Assume the following proffer rules apply:

1. Statements made under a written proffer agreement receive only the protections stated in that agreement. A proffer is not immunity, a plea agreement, or a promise of cooperation credit.

2. A direct-use clause barring use of the statements in the government's case-in-chief does not bar the government from pursuing leads, witnesses, records, or charges derived from the statements unless derivative use is also restricted.

3. A rebuttal clause may permit use of proffer statements if the defendant later presents evidence or argument materially inconsistent with the proffer. An unlimited clause may affect opening statement, cross-examination, defense witnesses, and sentencing.

4. Statements concerning separate offenses, false statements during the proffer, obstruction, or perjury may be used if the agreement reserves those subjects.

5. Cooperation credit exists only through a written promise or a later government motion under the supplied sentencing rules. Good-faith assistance does not guarantee either.

6. Counsel should not reveal a client's full account until counsel understands whether known participants are targets, subjects, cooperating witnesses, or uncharged persons when that status materially affects contradiction and derivative-use risk.

7. The government need not reveal protected grand-jury evidence, but counsel may request a nonprivileged statement of the client's status, whether a named participant is cooperating, and the subjects on which the government seeks information.

8. A defendant should not contact a co-defendant or potential witness to learn cooperation status. Counsel must obtain information through lawful channels.

9. Preserving records and stopping ongoing misconduct do not require a proffer and should not await one.

10. When a decisive fact or protection is missing, the correct course is to obtain it or postpone rather than assume the answer favorable to the client.

## Facts

Lena was procurement director for Aster Vale Transit. The government is investigating false invoices submitted by vendor North Quill and alleged kickbacks to public employees. Lena approved six invoices totaling $1.8 million. Her personal account received $42,000 from a consulting company owned by North Quill executive Omar Fenn.

Lena says the $42,000 paid for legitimate market research. She also says Omar told her that part of North Quill's invoice revenue was being “shared with people who keep the route open.” She never reported the statement.

The prosecutor's draft proffer agreement provides:

* Lena's statements will not be used in the government's case-in-chief against her.
* The government may make “any derivative use” of information supplied.
* The government may use her statements to rebut “any evidence, argument, or factual position” offered on her behalf.
* False statements, obstruction, and crimes not previously known to the government are excluded from protection.
* No promise of immunity, charge reduction, plea terms, or cooperation motion is made.
* The government may share proffer information with other federal and state agencies.

The invitation states that Lena is currently a “subject.” It does not state whether Omar has been charged, pleaded guilty, become a cooperating witness, or denied Lena's account. Lena's former colleague heard that Omar met prosecutors, but no reliable source confirms why.

The prosecutor says tomorrow's session will focus on Omar, the consulting payment, and two officials whose names Lena may recognize. The prosecutor has not provided a witness or topic list beyond that statement. Lena's devices are preserved and no ongoing payment is occurring.

Lena wants to attend because she believes “the first person in gets the deal.” Counsel has asked once for narrower derivative and rebuttal language but has not received a response. The prosecutor has not said the session cannot be postponed for several days.

## Assignment

Counsel Lena on:

* What the current direct-use clause protects and does not protect.
* Derivative-use and rebuttal exposure.
* The lack of any guaranteed cooperation benefit.
* The significance of agency sharing and uncharged-conduct exceptions.
* Why Omar's status and the government's intended subjects matter.
* The specific written protections and status information to request.
* What Lena and counsel must not do to investigate Omar's status.
* Whether to attend tomorrow, postpone, or decline.
* The exact conditions under which a later proffer could become rational.

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